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Web Series

 

 

Do you have business intelligence, research, performance data and education that will help the bank insurance and securities community make better-informed business decisions, grow their businesses, and advance their personal brand and professional stature? Then submit a webinar proposal!   

Looking for a past webinar that you attended or your co-worker recommended, including our past regulatory and compliance webinars?  Check out our webinar archives!

**Please note that these webinars are closed to the media unless otherwise stated**

**Non-BISA Members are welcome to attend at the price of $50 per registrant, per webinar**

 If you have any questions or concerns, please contact Leigh Maltby either via e-mail at lmaltby@bisanet.org or by phone at (202) 367-2460.



Upcoming Webinars

 

April 2015

  

BISA Regulatory and Compliance Webinar Series:  ACA Compliance Group and BISA Present a Complimentary Compliance Roundtable Webcast for Bank Affiliated Broker-Dealers

Presented by ACA Compliance Group and Faegre Baker Daniels
BISA Regulatory and Compliance Advisory Board Members

Date:  Tuesday, April 28, 2015
Time:  2:00 PM – 3:00 PM ET
Registration:  https://event.webcasts.com/starthere.jsp?ei=1061145  

Please join ACA and BISA for a webcast workshop designed to assist compliance professionals of bank affiliated broker-dealers in dealing with both current and unique regulatory challenges. Our industry-knowledgeable panelists include BISA Advisory Board members ACA and Faegre Baker Daniels who will be joined by Jeff Suhanic of PNC Investments to discuss topics relevant to bank affiliated broker-dealers.

The following is general information about the upcoming event:

Panel

  • Tammy Tam – Principal Consultant, ACA Compliance Group
  • David Porteous – Partner, Faegre Baker Daniels
  • Jeff Suhanic – Chief Compliance Officer, PNC Investments, LLC

Topics could include

  • Regulatory jurisdictions
  • Risks with employees wearing multiple hats
  • Supervision
  • Training

 

May 2015

  

BISA Regulatory and Compliance Webinar Series:  "How the Proposed Changes to the DOL Fiduciary Definition will affect you"


Presented by Sutherland, Asbill & Brennan LLP and Faegre Baker Daniels LLP
BISA Regulatory and Compliance Advisory Board Members


Date:  Friday, May 1, 2015
Time:  2:00 PM – 3:00 PM ET
BISA Member Registration:  https://attendee.gotowebinar.com/register/7116030824883420417
Non-Member Registration:  http://www.bisanet.org/?page=NonMemberWebReg  

*Please note that all registrants of non-member companies must pay a $50 registration fee*

Do you know how the US Department of Labor’s proposed fiduciary definition changes will impact your company and the industry?  Join Mark Smith, Partner at Sutherland, Asbill & Brennan LLP, and Douglas J. Heffernan, Partner, at Faegre Baker Daniels LLP, BISA Regulatory and Compliance Advisory Board members, to learn about the proposed changes.  Topics covered will include the expanded ERISA definition of “fiduciary,” especially its impact on the IRA market, the carve outs and exemptions of the proposed rule, and how this will impact your company and the financial services industry.


 

more Calendar

11/2/2015 » 11/3/2015
Regulatory and Compliance Summit

3/15/2016 » 3/18/2016
2016 BISA Annual Convention

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