Tuesday, September 9th

11:30AM - 12:30PM

Networking Lunch (buffet)

12:30 PM - 1:45 PM

The Challenges of Implementing a Fee-Based/Advisory Model

1:45PM - 3:00PM

Risk Management: Issues Related to Your Book of Business and the Reps Who May Think That It Is Theirs

3:00PM - 3:15PM

Break

3:15PM - 4:00PM

Preparing for Regulatory Audits (including FINRA, SEC, NCUA and RESPA) When Your Program Is Not the Broker-Dealer.

4:00PM - 5:00PM

Organizational Awareness of Investment Program Contributions and Why Investment and Insurance Are Core Services in CU's.

5:00PM - 5:15PM

Break

5:15PM - 6:00PM

Trends in Collaborative Credit Union Model for Insurance and Trust Services

6:00PM - 6:45 PM

Reception

6:45PM

Group Dinner & Presentation
Investment Program Benchmarks that Drive Best in Class Performance for the Program
and The Credit Union

Wednesday, September 10th

7:00AM - 9:30AM

Getaway Breakfast
Legal Update - Guy Messick
Guy Messick to lead, direct and identify timely topics facing credit unions including the currently proposed changes by the SEC to Privacy as well as SEC’s Reg "R" for credit unions.