General Counsel > What's New

On behalf of BISA, Morgan Lewis is pleased to publish a variety of articles, books, and white papers. Our lawyers regularly give speeches to bar, professional, and industry groups. We also sponsor programs and seminars to update clients about legal and regulatory developments that affect their businesses and industries.

ANNOUNCEMENT: Click here for results and information shared at the 2007 Annual Convention
VARIABLE ANNUITIES IN THE BANK MARKET PLACE:
Regulation, Products and Sales Practices
Edited by John F. Hartigan and Richard D. Starr

Date

Title

Authors

Type

Format

11-07-07

FINRA Provides Guidance On Rule Governing Sales Of Deferred Variable Annuities

Morgan Lewis

Memo

HTML

09-19-07

SEC Adopts Regulation R, Implementing Gramm-Leach-Bliley Act Rules On Securities Activities Of Banks

Morgan Lewis

Memo

HTML

09-18-07

Sales Seminars, Lunches and Promotion Sales Events

Richard D. Starr

Memo

HTML

09-12-07

SEC Approves New FINRA Rule Governing Sales Of Deferred Variable Annuities

Morgan Lewis

Memo

HTML

06-30-07

SEC Extends Bank Exemption From "Broker" Regulation Until September 28, 2007

Morgan Lewis

Memo

HTML

04-01-07

BISA Recommends Changes to SEC’s Proposed Reg R

BISA

Press Release

HTML

03-22-07

BISA Comment Letter regarding Proposed Reg R

BISA

Letter

PDF

02-12-07

BISA Seeks Comment On Proposed Regulation R: Application Of GLBA To Bank Securities Activities

Morgan Lewis

Article

PDF

12-21-06

SEC Proposes New Regulation R To Implement GLBA; Indicates Flexibility On Bank Bonus Programs

Morgan Lewis

Memo

HTML

11-08-06

Legislation Gives Federal Reserve-Securities And Exchange Commission Equal Say On Gramm-Leach-Bliley Act Implementation; Impacts Employee Compensation

Morgan Lewis

Article

HTML

09-29-06

SEC today extended the bank exemption from the Exchange Act definition of "broker"

Jack P. Drogin, Morgan Lewis

Memo

HTML

09-29-06

SEC Announces Timetable for Enactment of Final Rules Under Gramm-Leach-Bliley Act

SEC

Press Release

HTML

09-29-06

Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks from the Definition of "Broker" under Section 3(a)(4) of the Securities Exchange Act of 1934

SEC

Exemptive Order

PDF

09-25-06

Florida Agency Licensing Law — Clarifying Points

Dick Starr, LRC Chairman

Memo

HTML

01-10-06

Compliance — Investment Advisers Act Deadline

Dick Starr, LRC Chairman

Memo

HTML

Many important documents are now available on this web site as html and pdf files, convenient for reading or printing. PDF files may be opened with Acrobat reader, available free from Adobe.