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Regulatory & Compliance Summit
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This invitation-only event is a two-day, member-only event held in Washington, DC at The Fairmont. Designed to bring together program executives and compliance officers from across the bank insurance and securities industry, this event helps leaders learn about and discuss pressing regulatory and compliance issues. Education sessions will occur on Thursday, November 15th, and be presented by BISA’s Regulatory & Compliance Advisory Board, which consists of regulatory firms and consulting companies. 


You may download the 2018 Regulatory & Compliance Summit Program here.


Wednesday, November 14

 12:00 PM – 3:00 PM 

 Board of Directors Meeting Roosevelt

 2:00 PM – 5:30 PM

 Registration Open Kennedy Ballroom Foyer
 3:30 PM – 5:30 PM

 Regulatory & Compliance Officer Roundtable Roosevelt

 4:00 PM – 5:00 PM

 LAB Steering Committee Meeting Kennedy Ballroom

 5:00 PM – 6:00 PM   

 Joint Meeting of the Board of Directors & LAB Kennedy Ballroom

 5:30 PM – 7:30 PM

 Registration Open Colonnade
 6:00 PM – 6:30 PM 

 First Time Attendee Networking Reception Colonnade

 6:30 PM – 7:30 PM    

 Networking Reception Colonnade


Thursday, November 15

 7:30 AM – 4:00 PM

 Registration Open Kennedy Ballroom Foyer
 8:00 AM – 8:30 AM

 Networking Breakfast Kennedy Ballroom

 8:30 AM – 8:45 AM

 Welcome & Opening Remarks Kennedy Ballroom

 8:45 AM – 9:45 AM 

 Keynote Session: The Washington Update: An Overview of the Political Environment,   Prospective Legislation, and Strategies for Investment and Retirement Planning     Sponsored by Midwood Financial Services Kennedy Ballroom

 9:45 AM – 10:15 AM

 Fraudulent Investment Schemes–Detecting and Preventing Kennedy Ballroom

 10:15 AM – 10:30 AM

 Break Kennedy Ballroom Foyer

 10:30 AM – 11:30 PM

 Industry Regulator Panel Kennedy Ballroom

 11:30 AM – 12:15 PM  

 High Tech to High Touch – Considerations for Engaging a Digital Platform Kennedy   Ballroom

 12:15 PM – 1:00 PM  

 Networking Lunch Kennedy Ballroom Foyer

 1:00 PM – 2:00 PM  

 Keynote Session:The Cyber Threat Landscape: Threats, Adversaries, Consequences,   and the Path to Victory Kennedy Ballroom

 2:00 PM – 2:15 PM 

 Break Kennedy Ballroom Foyer

 2:15 PM – 3:00 PM    

 Standard Care for Investment Professionals, Managing Interest Rate Environment, and   SEC Share Class Initiative Kennedy Ballroom

 3:00 PM – 3:45 PM 

 Hot Topics Panel–A Front Line Perspective! Kennedy Ballroom

 3:45 PM – 4:00 PM    

 Closing Comments Kennedy Ballroom

 4:00 PM – 5:00 PM    

 Joint R&C Education Committee & RCAB Meeting Kennedy Ballroom


 *Please note this schedule is tentative and subject to change. 

*More information will be made available in the near future. Please contact BISA at (202) 367-1111 with any questions.  


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