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Regulatory & Compliance Summit
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This invitation-only event is a two-day, member-only event held in Washington, DC at The Fairmont. Designed to bring together program executives and compliance officers from across the bank insurance and securities industry, this event helps leaders learn about and discuss pressing regulatory and compliance issues. Education sessions will occur on Wednesday, November 6th, and be presented by BISA’s Regulatory & Compliance Advisory Board, which consists of regulatory firms and consulting companies. 


A downloadable version of  the 2019 Regulatory & Compliance Summit Program is coming soon!


Tuesday, November 5th
12:00 PM – 3:00 PM

Board of Directors Meeting Kennedy Ballroom

2:00 PM – 5:30 PM 

Registration Open Kennedy Ballroom Foyer

3:15 PM – 6:00 PM

Regulatory & Compliance Officer Peer Group Discussion Roosevelt

4:00 PM – 5:00 PM

Steering Committee Meeting Longworth

5:00 PM – 6:00 PM

Joint Meeting of the Board of Directors & LAB Kennedy Ballroom

5:30 PM – 7:30 PM 

Registration Open Colonnade

6:00 PM – 6:30 PM

First Time Attendee Networking Reception Colonnade

6:30 PM – 7:30 PM

Networking Reception Colonnade

Sponsored by Midwood Financial Services


 Wednesday, November 6th
7:30 AM – 4:00 PM 

Registration Open Kennedy Ballroom Foyer

8:30 AM – 9:00 AM

Networking Breakfast Kennedy Ballroom

9:00 AM – 9:15 AM

Welcome & Opening Remarks Kennedy Ballroom

9:15 AM – 10:15 AM

Keynote Session: What Happens Next? Looking Backwards to See into the Future Kennedy Ballroom

Sponsored by Nationwide

10:15 AM – 10:30 AM


10:30 AM – 11:30 PM

Fireside Chat on Regulation Best Interest Kennedy Ballroom

11:30 AM – 12:15 PM

Diminished Capacity and Elder Abuse Kennedy Ballroom

12:15 PM – 1:15 PM

Networking Lunch

1:15 PM – 2:00 PM

State Regulation Response to Regulation Best Interest Kennedy Ballroom

2:00 PM – 2:45 PM

Hot Topics with FINRA Kennedy Ballroom

2:45 PM – 3:00 PM

Closing Comments Kennedy Ballroom


 *Please note this schedule is tentative and subject to change. 

*More information will be made available in the near future. Please contact BISA at (202) 367-1111 with any questions.  


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